Self-Regulation

Crypto Industry Advances Self-Regulatory Framework Amid Global Compliance Push

2024-11-14 00:00:00 +0000 UTC | Importance: 8/10

In November 2024, the cryptocurrency industry accelerated its self-regulatory efforts in response to intensifying global regulatory pressures. Following the EU’s Markets in Crypto-Assets (MiCA) regulation and the Financial Stability Board’s global framework, crypto firms began …

Cryptocurrency Industry Consortium Financial Stability Board European Securities and Markets Authority SEC CFTC crypto regulatory-capture financial-technology self-regulation compliance

SEC Creates Consolidated Supervised Entities Program Allowing Unlimited Investment Bank Leverage

2004-04-28 00:00:00 +0000 UTC | Importance: 9/10

The SEC establishes the Consolidated Supervised Entities (CSE) program under Chair William Donaldson, eliminating the 12-to-1 leverage limit that had constrained broker-dealers and investment banks since 1975. The program allows firms with over $15 billion in assets—Bear Stearns, Lehman Brothers, …

SEC William Donaldson Bear Stearns Lehman Brothers Merrill Lynch +3 more sec-deregulation investment-bank-leverage cse-program systemic-risk self-regulation +1 more