Sec

SEC chair attended Don Jr.'s party before SEC granted Don Jr.-backed gun company approval to go public

| Importance: 7/10

Paul Atkins, serving as SEC chair in the second Trump administration, attended the launch party for Trump’s Georgetown MAGA private member’s club before approving a Donald Trump Jr.-backed company, GrabAGun, to trade publicly, raising concerns about potential regulatory capture.

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SEC Reaches Controversial Settlement with Ripple Labs

| Importance: 8/10

The SEC settled a long-running enforcement action against Ripple Labs, agreeing to return $75 million of a $125 million fine and keeping $50 million, amid significant criticism from SEC Commissioner Caroline Crenshaw about undermining investor protections.

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Crypto ally Paul Atkins sworn in to replace Gary Gensler atop U.S. SEC

| Importance: 8/10

In a significant regulatory shift, Trump-allied Paul Atkins was sworn in as SEC chairman on April 22, 2025, replacing Gary Gensler. The transition signals a potential transformation in cryptocurrency and financial regulatory approaches, with Atkins indicating an immediate willingness to implement …

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Top Anti-Corruption Officials Depart SEC Following Enforcement Pause

| Importance: 7/10

Long-serving SEC Foreign Corrupt Practices Act (FCPA) leaders Charles Cain and Tracy Price retired following the Trump administration’s February 2025 order pausing anti-bribery enforcement. Their departure represents a significant shift in anti-corruption regulatory oversight, occurring amid a …

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US SEC, Tron founder Justin Sun explore resolution of civil fraud case

| Importance: 8/10

The SEC moved to pause its civil fraud case against cryptocurrency entrepreneur Justin Sun, a key adviser to Trump’s World Liberty Financial, signaling a potential negotiated resolution. Sun, who invested at least $75 million in Trump-linked crypto assets, appears to have secured a temporary …

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SEC Closes Investigation into Robinhood Crypto Division Without Enforcement Action

| Importance: 8/10

The SEC closed its investigation into Robinhood’s crypto division on February 24, 2025, without taking any enforcement action. Robinhood Chief Legal Officer Dan Gallagher claimed the investigation ’never should have been opened,’ marking a significant moment in the Trump …

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Coinbase says SEC intends to drop lawsuit against crypto exchange

| Importance: 8/10

The SEC agreed to drop its two-year lawsuit against Coinbase, marking a potential shift in the regulatory agency’s approach to cryptocurrency exchanges. Initially filed in June 2023, the lawsuit accused Coinbase of operating an unregistered securities exchange. The dismissal came after …

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Consensys SEC case dropped after $100,000 inauguration donation

| Importance: 8/10

After crypto company Consensys donated $100,000 to President Trump’s inaugural fund, the U.S. Securities and Exchange Commission (SEC) dropped a case pending against the firm.

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SEC Implements Alternative Net Capital Rules for Major Investment Banks

| Importance: 9/10

The SEC voted to allow five major investment banks (Goldman Sachs, Morgan Stanley, Merrill Lynch, Lehman Brothers, and Bear Stearns) to use alternative net capital rules, effectively eliminating previous debt-to-net capital ratio limits. This voluntary program allowed banks to use their own internal …

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SEC Launches Investigation Into Enron's Related-Party Transactions

| Importance: 9/10

On October 22, 2001, the Securities and Exchange Commission announced it was formally investigating Enron’s suspicious dealings with partnerships controlled by CFO Andrew Fastow, characterizing them as “some of the most opaque transactions with insiders ever seen.” Enron’s …

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