Regulatory-Victory

Revenue Act of 1935 Enacts "Wealth Tax" on Highest Incomes

| Importance: 8/10

President Franklin D. Roosevelt signs the Revenue Act of 1935 (49 Stat. 1014) into law on August 30, 1935, over strong opposition from business, the wealthy, and conservatives from both parties, introducing the “Wealth Tax” as the first major New Deal effort to reform federal taxation …

Franklin D. Roosevelt John D. Rockefeller Business Community Democratic Party taxation new-deal wealth-redistribution progressive-taxation regulatory-victory +1 more
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Public Utility Holding Company Act Breaks Up Utility Monopolies

| Importance: 8/10

President Franklin D. Roosevelt signs the Public Utility Holding Company Act (PUHCA) into law on August 26, 1935, based on the 1928-1935 Federal Trade Commission investigation of the electric industry that exposes widespread abuses by large multistate utility corporations. The Act addresses …

Franklin D. Roosevelt Federal Trade Commission Electric Utility Industry Securities and Exchange Commission (SEC) utility-regulation new-deal anti-monopoly regulatory-victory corporate-restructuring +1 more
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Securities Exchange Act Creates SEC, Regulates Secondary Markets

| Importance: 9/10

President Franklin D. Roosevelt signs the Securities Exchange Act of 1934 into law on June 6, 1934, establishing the Securities and Exchange Commission (SEC) and comprehensive federal regulation of secondary securities trading (stocks, bonds, and debentures). FDR’s compromise approach attempts …

Franklin D. Roosevelt Joseph P. Kennedy Ferdinand Pecora Richard Whitney New York Stock Exchange +3 more financial-regulation new-deal sec-creation securities-law regulatory-victory +1 more
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Securities Act of 1933 Establishes Federal Securities Regulation

| Importance: 9/10

President Franklin D. Roosevelt signs the Securities Act of 1933 into law on May 27, 1933, establishing the first major federal regulation of securities markets and requiring that investors receive financial and material information about securities offered for public sale. Often called the …

Franklin D. Roosevelt Huston Thompson Federal Trade Commission Wall Street Securities Industry financial-regulation new-deal securities-law investor-protection regulatory-victory +1 more
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