Regulatory-Enforcement

SEC Charges DWAC with Securities Fraud, Imposes $18 Million Penalty

| Importance: 9/10

The Securities and Exchange Commission announced settled fraud charges against Digital World Acquisition Corp (DWAC) for material misrepresentations to investors about merger discussions with Trump Media & Technology Group (TMTG). The SEC found that individuals who would later become …

Securities and Exchange Commission (SEC) Digital World Acquisition Corp Trump Media & Technology Group sec-charges dwac securities-fraud trump-media spac-fraud +1 more
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SEC Launches Investigation Into Enron's Related-Party Transactions

| Importance: 9/10

On October 22, 2001, the Securities and Exchange Commission announced it was formally investigating Enron’s suspicious dealings with partnerships controlled by CFO Andrew Fastow, characterizing them as “some of the most opaque transactions with insiders ever seen.” Enron’s …

Securities and Exchange Commission (SEC) Andrew Fastow Kenneth Lay corporate-fraud enron sec investigation regulatory-enforcement
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Adamson Act Establishes Eight-Hour Workday for Railroad Workers

| Importance: 8/10

Congress passed the Adamson Act on September 2, 1916, and President Woodrow Wilson signed it the following day, establishing a standard eight-hour workday with additional pay for overtime for interstate railroad workers. Named for Georgia Representative William C. Adamson, this was the first federal …

President Woodrow Wilson Representative William C. Adamson Railroad Labor Brotherhoods Austin B. Garretson U.S. Congress labor-rights progressive-era worker-protection regulatory-enforcement
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Keating-Owen Child Labor Act Passed, First Federal Child Labor Restriction

| Importance: 7/10

Congress passed the Keating-Owen Child Labor Act in September 1916, the first federal statute to impose restrictions on child labor. Also known as Wick’s Bill, the law prohibited the sale in interstate commerce of goods produced by factories that employed children under 14, mines that employed …

U.S. Congress President Woodrow Wilson labor-rights child-labor progressive-era regulatory-enforcement
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Wilson Signs Federal Trade Commission Act, Creating Expert Antitrust Enforcement Agency

| Importance: 9/10

President Woodrow Wilson signed the Federal Trade Commission Act into law, establishing the FTC as an independent federal agency to prevent ‘unfair methods of competition’ and protect consumers from deceptive business practices. The Act fulfilled Wilson’s ‘New Freedom’ …

Woodrow Wilson Federal Trade Commission U.S. Congress antitrust regulatory-enforcement federal-trade-commission progressive-era corporate-power
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Mann-Elkins Act Strengthens Railroad Regulation, Expands ICC Authority to Telecommunications

| Importance: 7/10

President William Howard Taft signed the Mann-Elkins Act, also called the Railway Rate Act of 1910, strengthening the Interstate Commerce Commission’s (ICC) authority over railroad rates and expanding federal regulation to telephone, telegraph, and wireless companies for the first time. The …

President William Howard Taft Stephen Benton Elkins James Robert Mann Interstate Commerce Commission progressive-era regulatory-enforcement corporate-power telecommunications railroad-regulation
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Roosevelt Leaves Office After 44 Antitrust Suits, Revealing Progressive Era Reform Limits

| Importance: 8/10

When Theodore Roosevelt left office on March 4, 1909, his administration had filed 44 antitrust lawsuits (18 civil and 26 criminal cases, resulting in 22 convictions and 22 acquittals) against major corporations including Northern Securities, Standard Oil, American Tobacco, the Beef Trust, and Du …

Theodore Roosevelt William Howard Taft J.P. Morgan U.S. Department of Justice Interstate Commerce Commission antitrust corporate-power progressive-era regulatory-enforcement presidential-legacy
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Roosevelt Justice Department Files Antitrust Suit Against American Tobacco Trust

| Importance: 8/10

On July 19, 1907, the Roosevelt administration’s Department of Justice filed a major antitrust petition against the American Tobacco Company after one of its subsidiaries was indicted for price-fixing in the Southern District of New York. The suit charged sixty-five companies and twenty-nine …

Theodore Roosevelt U.S. Department of Justice American Tobacco Company James Buchanan Duke antitrust corporate-power regulatory-enforcement progressive-era monopoly
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Roosevelt Signs Pure Food and Drug Act and Meat Inspection Act

| Importance: 8/10

President Theodore Roosevelt signed the Pure Food and Drug Act and Meat Inspection Act on June 30, 1906, marking a major achievement in federal regulation of the food industry. The legislation arose from public education and exposés by muckraking journalists like Upton Sinclair and Samuel Hopkins …

Theodore Roosevelt Harvey Washington Wiley Upton Sinclair U.S. Congress regulatory-enforcement public-health consumer-protection progressive-era food-safety
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Roosevelt Signs Hepburn Act Creating First True Federal Regulatory Agency

| Importance: 9/10

On June 29, 1906, President Theodore Roosevelt signed the Hepburn Act into law after a month of conference committee reconciliation, with the Senate passing it 71-3 and the House by substantial margin. The Act fundamentally strengthened the Interstate Commerce Commission, giving it power to set …

Theodore Roosevelt Representative William Hepburn Interstate Commerce Commission Railroad companies U.S. Congress railroad-regulation regulatory-enforcement progressive-era institutional-expansion corporate-power
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Supreme Court Rules Against Beef Trust, Establishes Stream of Commerce Doctrine

| Importance: 8/10

On January 30, 1905, the U.S. Supreme Court ruled in Swift & Co. v. United States that the Commerce Clause allowed the federal government to regulate monopolies that have a direct effect on interstate commerce, dealing a major blow to the “Beef Trust” cartel. The case followed …

U.S. Supreme Court Swift & Company Armour & Company Theodore Roosevelt Attorney General Philander Knox antitrust corporate-power supreme-court regulatory-enforcement progressive-era
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Supreme Court Orders Northern Securities Dissolution in First Major Antitrust Victory

| Importance: 10/10

On March 14, 1904, the U.S. Supreme Court ruled 5-4 that the Northern Securities Company violated the Sherman Antitrust Act and ordered the railroad holding company dissolved. The decision affirmed the April 9, 1903 federal circuit court ruling against the company formed by J.P. Morgan, James J. …

U.S. Supreme Court Theodore Roosevelt J.P. Morgan James J. Hill Edward H. Harriman +1 more antitrust corporate-power regulatory-enforcement supreme-court progressive-era
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Roosevelt Signs Elkins Act Prohibiting Railroad Rebates and Price Discrimination

| Importance: 7/10

On February 19, 1903, President Theodore Roosevelt signed the Elkins Act, which made it a federal misdemeanor for railroads to grant rebates or preferential rates and held both the carrier and the recipient liable. The Act was sponsored by Senator Stephen B. Elkins of West Virginia and introduced in …

Theodore Roosevelt Senator Stephen B. Elkins Interstate Commerce Commission Pennsylvania Railroad Railroad companies antitrust railroad-regulation progressive-era regulatory-enforcement
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Roosevelt Creates Bureau of Corporations and Department of Commerce and Labor

| Importance: 8/10

On February 14, 1903, President Theodore Roosevelt signed the Act to Establish the Department of Commerce and Labor, creating the ninth cabinet-level executive department and establishing the Bureau of Corporations as an investigatory agency within it. The Bureau was specifically designed to study …

Theodore Roosevelt U.S. Congress George B. Cortelyou James Rudolph Garfield Bureau of Corporations antitrust regulatory-enforcement progressive-era corporate-power institutional-expansion
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Justice Department Files Antitrust Suit Against Beef Trust Monopoly

| Importance: 8/10

In May 1902, while the Northern Securities case proceeded through the courts, Attorney General Philander Knox filed a second major antitrust suit under President Theodore Roosevelt against the “Beef Trust”—a cartel of six major meatpacking companies (Swift, Armour, Morris, Cudahy, …

Theodore Roosevelt Attorney General Philander Knox Swift & Company Armour & Company Morris & Company +2 more antitrust corporate-power regulatory-enforcement progressive-era food-industry
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Roosevelt Announces Northern Securities Antitrust Suit Against J.P. Morgan Railroad Trust

| Importance: 9/10

On February 19, 1902, President Theodore Roosevelt’s Department of Justice announced plans to file an antitrust suit against the Northern Securities Company, a railroad holding company formed in November 1901 by J.P. Morgan, James J. Hill, and Edward H. Harriman to control the Great Northern …

Theodore Roosevelt Attorney General Philander Knox J.P. Morgan James J. Hill Edward H. Harriman +1 more antitrust corporate-power regulatory-enforcement progressive-era railroad-regulation
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