Financial-Industry

Wells Fargo Hires SEC Enforcement Chief Two Weeks Before Representing Bank in Pending Cases

| Importance: 8/10

An enforcement branch chief in the SEC’s San Francisco office left the agency in May 2010 to become in-house counsel at Wells Fargo & Co. Less than two weeks after joining Wells Fargo, she filed six disclosure statements indicating she would be representing the bank in connection with …

Wells Fargo Securities and Exchange Commission (SEC) SEC San Francisco Office revolving-door wells-fargo sec regulatory-capture enforcement +1 more
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