SEC Enforcement Actions Decline in FY 2024 After Peak in FY 2023

| Importance: 8/10 | Status: confirmed

SEC’s Division of Enforcement experienced a significant shift in enforcement strategy, with total actions dropping 26% from fiscal year 2023 to fiscal year 2024. After reaching a near-record high of 784 total actions in FY 2023 with nearly $5 billion in monetary recoveries, the agency saw a notable decline to 583 actions in FY 2024, potentially signaling changes in regulatory approach and industry engagement.

Key Actors

SEC Division of Enforcement Financial Regulatory Agencies Congressional Oversight Committees

Tags

regulatory-enforcement sec-actions financial-oversight industry-trends

Sources (3)

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