SEC Revolving Door: Wells Fargo Hires Enforcement Official Amid Ongoing Investigations
Academic research reveals systemic problems with the SEC’s ‘revolving door’ between regulatory agencies and financial institutions. Between 2001-2010, 419 former SEC employees filed 1,949 disclosure statements for private representation, creating significant conflicts of interest. …
Wells Fargo & Co.
Securities and Exchange Commission
SEC San Francisco enforcement branch
Former SEC enforcement chief
Private financial defense attorneys
+2 more
regulatory-capture
sec-revolving-door
wells-fargo
enforcement-conflicts
financial-regulation
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