Federal Reserve Board

Fed Implements Strict Trading Restrictions After Major Ethics Scandal

| Importance: 7/10

The Federal Reserve announced comprehensive trading restrictions for senior officials following a major financial ethics scandal. In response to controversial trades by regional Fed bank presidents Robert Kaplan and Eric Rosengren during the Covid-19 pandemic, the Fed imposed strict new rules …

Jerome Powell Federal Reserve Board Elizabeth Warren Richard Clarida Robert Kaplan +1 more federal-reserve ethics-policy trading-restrictions jerome-powell regulatory-response +4 more
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Fed Vice Chair Clarida Trades Millions Before Rate Cuts

| Importance: 8/10

Federal Reserve Vice Chairman Richard Clarida rotated between $1-5 million from Pimco bond funds into stock funds on February 27, 2020, just one day before Fed Chair Powell’s emergency statement about coronavirus risks. Clarida sold multiple ETFs during the market’s COVID-19 downturn and …

Richard Clarida Federal Reserve Board Jerome Powell Elizabeth Warren federal-reserve trading-scandal conflict-of-interest richard-clarida insider-trading +2 more
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Banking Act of 1935 Restructures Federal Reserve, Reduces Wall Street Influence Over Monetary Policy

| Importance: 8/10

President Roosevelt signs the Banking Act of 1935 on August 23, 1935, fundamentally restructuring the Federal Reserve System to centralize monetary policy authority in a reformed Board of Governors in Washington rather than the twelve regional Federal Reserve Banks, which had been dominated by …

Franklin D. Roosevelt Marriner Eccles Carter Glass U.S. Congress Federal Reserve Board +1 more financial-regulation new-deal federal-reserve banking-reform monetary-policy +1 more
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Federal Reserve Warns Against Speculation But Takes No Effective Action

| Importance: 8/10

The Federal Reserve Board issues a public warning that banks should not make loans for stock market speculation, expressing concern about the use of Federal Reserve credit to finance the securities boom. The announcement signals regulatory awareness that margin lending and speculative excess pose …

Federal Reserve Board Benjamin Strong Charles Mitchell Andrew Mellon National City Bank regulatory-failure financial-speculation banking institutional-capture
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